Lead CIRO supervision for Manulife Wealth advisors through complex reviews, regulatory judgment, and hybrid regional field oversight. Regular travel is required.
The Senior Field Supervision Manager provides Tier 1 daily supervision for advisors registered with CIRO at Manulife Wealth Inc. This senior role supports high-value and high-risk offices through onsite visits, training, escalations, and compliance guidance. You will partner with Regional Field Supervision and Line 2 Compliance.
Key Responsibilities:
- Approve daily, monthly, and quarterly trade reports
- Review current accounts, KYC updates, suitability, and exceptions
- Handle complex supervisory items and escalate non-compliance
- Conduct annual branch and onsite reviews
- Coach advisors and Field Supervision Associates
Requirements:
- Three to five years of CIRO supervision or compliance experience
- CIRO Supervisor and Registered Representative registration
- CSC, CPH, and Investment Dealer Supervisors Courses completed
- Strong regulatory knowledge and analytical judgment
- Mandarin proficiency and regular regional travel availability
Apply senior compliance expertise to CIRO supervision, complex escalations, advisor training, and branch oversight at Manulife Wealth.
#J-18808-Ljbffr
📌 Senior Field Supervision Manager (Vancouver)
🏢 Turner Construction
📍 Vancouver
Reply to this offer
Impress this employer describing Your skills and abilities, fill out the form below and leave Your personal touch in the presentation letter.