Lead national supervision for Scotia Mc Leod in Toronto, applying regulatory oversight and business controls within a standard office-based workplace. Oversee risk, compliance, and conduct obligations across wealth management operations.
As Director, National Supervision, Scotia Mc Leod, Business Controls & Oversight, you will lead the National Supervision team. You will ensure strategies, plans, and initiatives comply with regulations, internal policies, and procedures. The mandate includes operational risk, regulatory compliance risk, AML/ATF risk, and conduct risk under applicable frameworks.
Key Responsibilities: Lead National Supervision and customer-focused team culture
Ensure Tier 1 compliance oversight obligations are met
Oversee CIRO, OSFI,



and audit regulatory requirements
Support enterprise AML/ATF Program implementation across Wealth Management
Lead three direct reports and broader international oversight
Requirements: University degree
Current CIRO supervisory-category registration
Ten or more years of securities experience
Required Canadian securities and derivatives course completion
Leadership experience managing teams and regulatory knowledge
Apply national supervision, regulatory compliance, AML/ATF oversight, and business controls leadership across Scotia Mc Leod in Toronto.

📌 Director National Supervision Toronto
🏢 Scotiabank
📍 Toronto