Lead national supervision for ScotiaMcLeod in Toronto, applying regulatory oversight and business controls within a standard office-based setting. Oversee risk, compliance, and conduct obligations across wealth management operations. As Director, National Supervision, ScotiaMcLeod, Business Controls & Oversight, you will lead the National Supervision team. You will ensure strategies, plans, and initiatives comply with regulations, internal policies, and procedures. The mandate includes operational risk, regulatory compliance risk, AML/ATF risk, and conduct risk under applicable frameworks.

Key Responsibilities

Lead National Supervision and customer-focused team culture Ensure Tier 1 compliance oversight obligations are met Oversee CIRO, OSFI,



and audit regulatory requirements Support enterprise AML/ATF Program implementation across Wealth Management Lead three direct reports and broader international oversight

Requirements:

University degree Current CIRO supervisory-category registration Ten or more years of securities experience Required Canadian securities and derivatives course completion Leadership experience managing teams and regulatory knowledge Apply national supervision, regulatory compliance, AML/ATF oversight, and business controls leadership across ScotiaMcLeod in Toronto.

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📌 Director National Supervision Toronto
🏢 Scotiabank
📍 Toronto