Take the next step in your compliance career with Objectway Group as a Compliance Manager, aiming for a Chief Compliance Officer position. Your focus will be on implementing and overseeing compliance frameworks.This role focuses on building a solid compliance foundation for Objectway Group while preparing to transition to the Chief Compliance Officer role. You'll collaborate closely with leadership and other departments, ensuring compliance with the National Instrument 31-103 and implementing policies. Your oversight will help the firm grow responsibly while maintaining regulatory integrity.Key Responsibilities:
Serve as the firm's Compliance Manager with CCO aspirations
Assess and enhance existing compliance policies and systems




Maintain compliance records and report on effectiveness
Escalate compliance issues to senior management
Support compliance training efforts across the organizationRequirements:
Significant experience in the Canadian securities industry
Qualifications for CCO under NI 31-103
Familiarity with CSA Staff Notices and industry regulations
Robust understanding of risk management practices
Capable of independent decision-making and judgmentElevate compliance standards and drive ethical success at Objectway Group.#J-18808-Ljbffr

📌 Manager Of Compliance With Cco Pathway Toronto (Canada)
🏢 Objectway
📍 Canada