30 Oct
|
IA Financial Services
|
Vancouver
30 Oct
IA Financial Services
Vancouver
Are you driven by coaching and regulatory process and eager to contribute to the purpose of a company that aims to help its clients feel confident and secure about their future? As a Regional Manager, National Supervision, you will play a key role in iA Private Wealth Compliance . As a Regional Manager, National Supervision (West) you'll be at the core of our mission. Oversee and manage the conduct and performance of all direct reports, providing timely and effective feedback to staff members as required Ensure all staff performance reviews (probationary, semi-annual and annual) are completed in a timely manner Provide local, regional, national or company-wide compliance leadership/expertise Write Procedures for the Branch Manager Supervision Team procedure manual influences the team's service level and ability to achieve its objectives in terms of quality, volume and deadlines Meets the proficiency requirements of a supervisor for retail and managed accounts Work with internal and external strategic partners, committees, executives to influence, persuade, implement compliance policies, processes and goals Train and develop new and existing members of the Branch Manager Account Supervision Team Proficient in delivering presentations and public speaking at all levels including National Conferences Support in the development and implement compliance service offering that is aligned with iA PW corporate philosophy with documented policies, procedures and training materials for advisors,
branch managers and staff Identify opportunities to enhance efficiency and effectiveness of the firm's compliance and supervision systems ______________________________________________________________________________Is known for exceptional communication skills, with the ability to communicate effectively in both written and spoken English. French language proficiency is considered a strong asset. Holds a valid Canadian Securities Course (CSC) certification and possess a valid Branch Manager designation/registration (mandatory). Stands out for a strong understanding of industry regulations and requirements, with the ability to apply them effectively while balancing business development objectives and risk management considerations. Demonstrates strong organizational skills and time management, effectively prioritizing multiple responsibilities and meeting deadlines in a fast-paced setting. Is recognized for their coaching and mentoring capabilities, providing strategic guidance, monitoring progress, and fostering the professional growth and development of team members. Stands out for their ability to manage multiple projects simultaneously, adapt to changing priorities, and perform effectively under tight deadlines. Demonstrates strong interpersonal skills, building and maintaining productive relationships with advisors, colleagues, and clients while delivering a high level of service and collaboration. ______________________________________________________________________________Flexible group insurance, competitive pension plan, stock purchase plan, vacation and #
📌 Regional Manager, National Supervision (Vancouver)
🏢 IA Financial Services
📍 Vancouver