Lead CIRO supervision for Manulife Wealth advisor teams as a Senior Field Supervision Manager in a hybrid role with regular regional travel.

This senior supervisory position supports Tier 1 oversight, complex reviews, and compliance culture across advisor offices. You will work with Regional Field Supervision, Line 2 Compliance, Risk, Legal, and Operations. The work includes trade reviews, suitability, KYC updates, escalations, training, and branch reviews.

Key Responsibilities:

- Approve daily, monthly, and quarterly trade reports
- Review accounts, KYC updates, suitability, and exceptions
- Handle complex supervisory items and escalations
- Conduct onsite reviews and deliver advisor training
- Perform annual branch reviews and support remediation

Requirements:

- Three to five years of CIRO supervision or compliance experience
- CIRO Supervisor and Registered Representative registration
- Completion of CSC, CPH, and Investment Dealer Supervisors Courses
- Knowledge of Canadian regulatory and provincial securities requirements
- Mandarin proficiency and regular regional travel availability

Apply senior CIRO supervision, complex review, stakeholder management, and regulatory judgment across Manulife Wealth advisor offices.

📌 Senior Field Supervision Manager CIRO (North Vancouver)
🏢 Arc'teryx
📍 North Vancouver