Lead national supervision for ScotiaMcLeod in Toronto, applying regulatory oversight and business controls within a standard office-based workplace. Oversee risk, compliance, and conduct obligations across wealth management operations.

As Director, National Supervision, ScotiaMcLeod, Business Controls & Oversight, you will lead the National Supervision team. You will ensure strategies, plans, and initiatives comply with regulations, internal policies, and procedures. The mandate includes operational risk, regulatory compliance risk, AML/ATF risk, and conduct risk under applicable frameworks.

Key Responsibilities:

- Lead National Supervision and customer-focused team culture
- Ensure Tier 1 compliance oversight obligations are met
- Oversee CIRO, OSFI, and audit regulatory requirements




- Support enterprise AML/ATF Program implementation across Wealth Management
- Lead three direct reports and broader international oversight

Requirements:

- University degree
- Current CIRO supervisory-category registration
- Ten or more years of securities experience
- Required Canadian securities and derivatives course completion
- Leadership experience managing teams and regulatory knowledge

Apply national supervision, regulatory compliance, AML/ATF oversight, and business controls leadership across ScotiaMcLeod in Toronto.

📌 Director National Supervision Toronto
🏢 Scotiabank
📍 Toronto