CIRO registration knowledge drives this Compliance Officer position at CI Financial. Work onsite four days weekly managing licensing requirements and regulatory deadlines.

The Registrations team needs a detail-oriented professional to administer licensing activities for registered individuals and the firm. Use the National Registration Database, review disclosures, communicate with regulators, and answer advisor inquiries. This work supports compliant registration processes across jurisdictions and internal stakeholders.

Key Responsibilities:

- Administer registration and licensing requests through NRD
- Track registration requirements and renewal deadlines
- Support advisor onboarding and respond to inquiries
- Liaise with CIRO, provincial regulators,



and internal stakeholders
- Assist with policy changes and process improvements

Requirements:

- Two to three years’ experience in registration, licensing, or compliance
- Knowledge of CIRO rules and securities legislation
- Proficiency with Excel, Outlook, and Word
- Solid analytical and problem-solving skills
- Professional communication and sound judgment

Use NRD expertise, licensing coordination, and regulatory communication to support accurate registration administration within CI Financial.

📌 CIRO Registration Licensing Specialist (Canada)
🏢 CI Investments
📍 Canada