Use analytical and investigative skills as a Securities Compliance Officer in Saint John with the Financial and Consumer Services Commission. Support investor protection and market confidence.

This 15-month contract serves the Commission’s Securities Division. You will assess registrants, support securities regulation, and contribute to a fair, effective marketplace. The work includes compliance reviews, registration, guidance, and regulatory initiatives.

Key Responsibilities:

- Lead compliance reviews and examinations of registered firms and individuals
- Identify compliance risks and recommend appropriate regulatory action
- Represent the Commission on Canadian Securities Administrators committees
- Review registration applications and assess applicant suitability




- Advise registrants and staff on compliance and registration matters

Requirements:

- University degree in business, commerce, public administration, or related discipline
- Three or more years of relevant industry work experience
- Understanding of risk and compliance issues in regulatory environments
- Canadian Securities Course completion or willingness to complete it
- Robust analytical, organizational, interview, and communication skills

Apply analytical judgment and regulatory expertise to securities compliance, registration, and investor protection in Saint John.

📌 Securities Compliance Officer Saint John (Fredericton)
🏢 Financial and Consumer Services Commission (FCNB)
📍 Fredericton