PIMCO seeks a Vice President supporting Canadian legal and compliance matters, with expertise in securities law and regulatory frameworks. This role serves Canada’s business. As part of PIMCO’s Canadian Legal & Compliance team, you will advise the business and help oversee its compliance framework. The work spans investment fund management, portfolio management, exempt market dealer activities, public and private funds, and institutional and wealth management distribution. You will partner with senior leaders and global colleagues.

Key Responsibilities

Provide Canadian securities law and compliance advice Enhance policies, procedures, controls, and compliance monitoring Advise on regulatory developments and change initiatives Draft and negotiate agreements and fund offering documents Support registrations, filings, governance, and regulatory reporting

Requirements:

Law degree and Ontario Law Society membership or eligibility Approximately 5-10 years of legal or compliance experience Understanding of Canadian securities regulatory instruments Investment management or financial services advisory experience Robust judgment, communication, analytical, and collaboration skills Apply Canadian securities expertise and practical judgment to PIMCO’s legal, compliance, fund, and regulatory priorities.

📌 Vice President Canadian Legal Compliance (Canada)
🏢 CIM
📍 Canada