Drive regulatory compliance oversight at Q Wealth Partners using Canadian securities knowledge, project management, and sound independent judgment in a remote setting.As a Senior Compliance Analyst, you will execute, oversee, and improve the firm’s regulatory compliance program. Manage complex matters independently while coordinating stakeholders, monitoring obligations, and reporting clearly to Compliance management. This work supports timely, documented resolution of risks, deficiencies, and deliverables.Key Responsibilities:
Oversee compliance obligations, documentation, deadlines, and regulatory requirementsManage projects, timelines, stakeholders, milestones, and deliverablesIdentify risks, recommend solutions, and monitor corrective actionsCoordinate NRD registrations, filings,



examinations, and auditsReport obligations, risks, progress, and recommended actionsRequirements:
Minimum 10 years’ relevant Canadian compliance experienceExperience with a registered PM, IFM, or CIRO DealerStrong knowledge of Canadian securities regulationsExcellent organizational, analytical, and problem-solving skillsClear communication and ability to work independently remotelyApply regulatory expertise, proactive oversight, and project ownership to strengthen Q Wealth Partners’ compliance program and resolve obligations.
J-18808-Ljbffr

📌 Senior Regulatory Compliance Analyst Winnipeg
🏢 Q Wealth Partners
📍 Winnipeg