Project Regulatory Specialist (Montreal)

Project Regulatory Specialist (Montreal)

28 Oct
|
iA Financial Group
|
Montreal

28 Oct

iA Financial Group

Montreal

Would you like to expand your knowledge of investments, compliance, and risk management within a leading organization? If so, the Compliance team at iA Global Asset Management (iAGAM) has an prospect for you. iAGAM is the portfolio manager of iA Financial Group and manages more than $140 billion in assets, including insurance company general funds, segregated funds, mutual funds, and managed accounts. As a Compliance Analyst, you will actively contribute to the implementation of the compliance program. As a Compliance Analyst, you'll be at the core of our mission. Prepare, complete, and submit various reports to internal stakeholders and regulatory authorities; Contribute to the processing and submission of employee registration filings to regulatory authorities; Participate in monitoring conflicts of interest, including personal trading, outside activities, gifts, and entertainment, and support the ongoing development of the related management tool; Perform and document compliance control testing, identify gaps, and contribute to the follow-up of corrective measures; Contribute to drafting and updating internal compliance policies and procedures; Participate in reviewing advertising materials and social media content, enhancing the monitoring tool, and opening client accounts; Contribute to the development of compliance training content; Support the Investment Compliance team in ensuring compliance with investment policies and monitoring breaches. Holds a university degree, preferably in business, finance, economics, accounting, law, or a related field; Demonstrates strong writing and information-synthesis skills, attention to detail, and solid analytical abilities; Works independently while collaborating effectively within a team and demonstrates an interest in continuous process improvement and practical solutions; Considers knowledge of Bloomberg, Power BI, or other analytics and data science tools,



as well as CSI Global Education or other financial industry courses, to be an asset. An intermediate level of English and an advanced level of French proficiency is required, as the role involves communicating verbally and in writing with English
- and French-speaking colleagues and internal partners across Canada on a frequent basis. AI is in everyone's hands, empowering you to increase your personal effectiveness while supporting the organization's growth; Flexible group insurance plans; Competitive retirement savings plan; Vacation program, wellness days, and personal development days; Employee and Family Assistance Program; Ergonomic furniture program; Performance bonus; Industrial Alliance Investment Management Inc. Posting End Date With over $200 billion in assets and half a billion invested in technological innovation, we're a key player in the financial services industry in Canada and the United States. Because, for over 125 years, we have believed that it's by supporting our employees and surrounding ourselves with the most reputable leaders in the industry, we will continue to innovate. iA Financial group includes of the following entities: iA Services financiers, iA assurance auto et habitation, iA Gestion privée de patrimoine, PPI Management, Investia, iA Gestion de placements, Prysm, iA Clarington, Michel Rhéaume et associés, Garanties Nationales, WGI Manufacturing, WGI Service Plan Division, Lubrico, iA Financement auto Our Commitment to Diversity and Inclusion At iA Financial Group, we support and celebrate diversity. We strive to provide a workplace that is recognized as inclusive for all, regardless of ethnic origin, nationality, language, religious beliefs, gender, sexual orientation, age, marital status, family situation, or physical or mental disability. Please note that if you need help or assistance to make the recruitment process more accessible for you, please Contact us here.

📌 Project Regulatory Specialist (Montreal)
🏢 iA Financial Group
📍 Montreal

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