27 Oct
|
ivari Holdings
|
Toronto
27 Oct
ivari Holdings
Toronto
With 300+ employees across Canada, ivari is a company that’s making a difference in the world of life insurance. By finding and hiring employees who are passionate about helping people protect their families, and by giving them the best, most supportive workplace possible.
ivari is part of Sagicor Financial Corporation, a leading financial services provider with over 185 years of history operating across the Caribbean, US, and Canada. We offer a wide range of products and services, including life and health insurance, annuities, pension administration and investment services.
It is our mission to attract, develop, and retain a workforce that is as diverse as the customers we serve and the communities in which we do business. We offer an inclusive and accessible work setting where all employees and customers feel valued, respected, and supported.
The Compliance Specialist, Investigations is a new vacancy that will be responsible for supporting the Distribution Compliance program through conducting advisor investigations and data and trends analysis. You will ensure all assigned investigations are handled in a fair, transparent, objective, and factual manner in accordance with regulatory requirements, fair treatment obligations and ivari policies.
As a Compliance Specialist - Investigations, you will …
Ensure effective and timely communications with stakeholders on investigations, including courses of action, outcomes, associated risks and recommendations
Assist in review of escalated complaints in accordance with fair treatment and regulatory obligations
Monitor and analyze trends in sales advisor’s conduct to recommend proactive measures for risk mitigation strategies to management
Minimum 5 years’ experience in a compliance investigative role in the financial services industry at a bank, insurance company, or securities firm
Current knowledge of regulations including relevant insurance policies and regulatory notices, applicable provincial and territorial rules, and regulations
Financial services industry association memberships are an asset
Bilingual in English and French (verbal and written) is an asset
Technical knowledge and skill/ability with information and data management related tools
We offer competitive base salaries plus a bonus, one of the many reasons ivari is a great place to work.
We also offer health and dental benefits for the entire family from Day 1! Competitive compensation and annual bonus opportunity
Comprehensive health and dental benefits [for you and your family]
Pension and employee savings plans with company matching contributions
Hybrid work arrangement with dedicated in-office collaboration days
Competitive vacation and paid time-off programs
Professional development and continuous learning opportunities
Remaining flexible
Our commitment to inclusivity is reflected in the safeguards, policies and commitments we have in place to remove barriers and provide equal opportunities to prospective and current employees, without discrimination.
A Human Resources representative is available to consult with applicants who require accommodation in the application or recruitment process.
📌 Compliance Officer - Insurance company (Toronto)
🏢 ivari Holdings
📍 Toronto