Drive regulatory compliance oversight at Q Wealth Partners using Canadian securities knowledge, project management, and sound independent judgment in a remote environment.

As a Senior Compliance Analyst, you will execute, oversee, and improve the firm’s regulatory compliance program. Manage complex matters independently while coordinating stakeholders, monitoring obligations, and reporting clearly to Compliance management. This work supports timely, documented resolution of risks, deficiencies, and deliverables.

Key Responsibilities:

Oversee compliance obligations, documentation, deadlines, and regulatory requirements

Manage projects, timelines, stakeholders, milestones, and deliverables

Identify risks, recommend solutions, and monitor corrective actions

Coordinate NRD registrations, filings,



examinations, and audits

Report obligations, risks, progress, and recommended actions

Requirements:

Minimum 10 years’ relevant Canadian compliance experience

Experience with a registered PM, IFM, or CIRO Dealer

Solid knowledge of Canadian securities regulations

Excellent organizational, analytical, and problem-solving skills

Clear communication and ability to work independently remotely

Apply regulatory expertise, proactive oversight, and project ownership to strengthen Q Wealth Partners’ compliance program and resolve obligations.

#J-18808-Ljbffr

📌 Senior Regulatory Affair Specialist - Remote (Toronto)
🏢 Q Wealth Partners
📍 Toronto