Morgan Stanley seeks a Canada Chief Compliance Officer with CIRO expertise and regulatory risk experience for Wealth Management compliance coverage. This Executive Director position supports Canadian businesses.Within International Wealth Management Compliance, advise CIRO-regulated Wealth Management and Canada-based Morgan Stanley at Work. The position addresses regulatory risks and protects the franchise by supporting compliance with laws, regulations, rules, and internal policies. It requires financial services compliance leadership.Key Responsibilities:



Advise business units on regulatory compliance mattersCollaborate with Wealth Management Management on recent business proposalsDevelop policies and procedures supporting regulatory complianceConduct training on compliance policies and proceduresSupervise Compliance Department staffRequirements: Minimum 10 years' relevant financial services compliance experienceKnowledge of Canadian Anti-Money Laundering requirementsKnowledge of Order Execution Only regulations and practicesExperience dealing with CIRO and FINTRACRelevant Wealth Management or Private Banking experienceLead Canadian Wealth Management compliance at Morgan Stanley through CIRO knowledge, regulatory judgment, and detailed risk oversight.#J-18808-Ljbffr

📌 Canada Chief Compliance Officer Wealth Management (Calgary)
🏢 Morgan Stanley
📍 Calgary