Morgan Stanley seeks a Canada Chief Compliance Officer with CIRO expertise and regulatory risk experience for Wealth Management compliance coverage.

This Executive

Director position supports Canadian businesses.

Within International Wealth Management Compliance, advise CIRO-regulated Wealth Management and Canada-based Morgan Stanley at Work. The position addresses regulatory risks and protects the franchise by supporting compliance with laws, regulations, rules, and internal policies. It requires financial services compliance leadership.

Key Responsibilities

Advise business units on regulatory compliance matters

Collaborate with Wealth Management Management on recent business proposals

Develop policies and procedures supporting regulatory compliance





Conduct training on compliance policies and procedures

Supervise Compliance Department staff

Requirements

Minimum 10 years' relevant financial services compliance experience

Knowledge of Canadian Anti-Money Laundering requirements

Knowledge of Order Execution Only regulations and practices

Experience dealing with CIRO and FINTRAC

Relevant Wealth Management or Private Banking experience

Lead Canadian Wealth Management compliance at Morgan Stanley through CIRO knowledge, regulatory judgment, and detailed risk oversight.

📌 Canada Chief Compliance Officer Wealth Management (Winnipeg)
🏢 Morgan Stanley
📍 Winnipeg