Lead global portfolio compliance at Connor, Clark & Lunn Financial Group using Charles River and solid investment compliance expertise. This hybrid opportunity spans strategy, controls, and team leadership.

As Senior Manager, Portfolio Compliance, you will shape strategic direction with the Principal and Director. You will translate strategy into operating practice, oversee pre-trade and post-trade monitoring, and evolve shareholder disclosure programs. The role supports consistent governance across locations, affiliates, asset classes, strategies, and security types.

Key Responsibilities

Shape strategic direction and deliver the function’s operating model

Lead global compliance operations across multiple business partners

Oversee Charles River pre-trade and post-trade monitoring





Evolve beneficial ownership, short selling, and takeover disclosures

Coach managers and develop the Portfolio Compliance team

Requirements

10+ years in portfolio or investment compliance

Experience within investment management or financial services

Deep compliance framework and shareholder disclosure knowledge

Progressive people leadership across multiple locations

Charles River, data, and reporting systems fluency preferred

Bring strategic leadership, compliance controls expertise, and Charles River knowledge to Connor, Clark & Lunn Financial Group.

📌 Senior Portfolio Compliance Manager (Winnipeg)
🏢 Connor, Clark u0026 Lunn Financial Group
📍 Winnipeg