Regional Compliance Supervision Manager (Vancouver)

Regional Compliance Supervision Manager (Vancouver)

26 Oct
|
iA Financial Group
|
Vancouver

26 Oct

iA Financial Group

Vancouver

Lead regulatory supervision and team coaching as Regional Manager, National Supervision, based in Vancouver with a hybrid work model. Guide iA Private Wealth compliance operations.

At iA Private Wealth Inc., this manager oversees the Branch Manager Account Supervision Team across the West. The role combines compliance leadership, staff development, performance management, and regulatory process expertise. You will influence policies, strengthen service delivery, and support documented procedures, training materials, and communications for advisors, branch managers, and staff.

Key Responsibilities:

- Train, coach, mentor, and develop supervision team members
- Oversee conduct, performance, feedback, and staff reviews
- Interview and hire new staff members




- Provide regional and national compliance leadership
- Identify opportunities to improve supervision systems and efficiency

Requirements:

- Seven or more years of relevant investment industry experience
- Experience with a CIRO member firm or acceptable ICPM
- Valid Canadian Securities Course certification
- Mandatory valid Branch Manager designation or registration
- Solid English communication, coaching, and organizational skills

Apply regulatory expertise, coaching capability, and supervision leadership to support iA Private Wealth teams in Vancouver.

📌 Regional Compliance Supervision Manager (Vancouver)
🏢 iA Financial Group
📍 Vancouver

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