Director of Compliance — Tier 1 Supervision (Winnipeg)

Director of Compliance — Tier 1 Supervision (Winnipeg)

26 Oct
|
Investia Financial Services
|
Winnipeg

26 Oct

Investia Financial Services

Winnipeg

iA Private Wealth Inc. in Montreal is seeking a Director of Compliance – Business Conduct & Tier 1 Supervision to lead the nationwide surveillance framework for all registered branches. The role requires designing policies, coordinating with regulators, and ensuring adherence to IIROC, AMF, OSC, and OBSI guidelines while aligning with internal controls. You will manage a sizeable team, oversee regulatory inquiries, and drive policy changes in a dynamic Canadian financial services workplace.

📌 Director of Compliance — Tier 1 Supervision (Winnipeg)
🏢 Investia Financial Services
📍 Winnipeg

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