Work Location

Toronto, Ontario, Canada

Hours

37.5

Line Of Business

TD Securities

Pay Details

$59,500 - $84,000 CAD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description

We are looking for an individual to join a high functioning Global Equity Derivatives operations team with the desire to develop innovative and strategic solutions. The candidate should have proven influencing, relationship management and client interaction skills. The team is directly involved with internal and external trade desks and clients. Overall drive is to drive business development, process enhancements and improve client service levels while reducing risk.

Department Overview

With offices located around the world, the strength of TD Securities Global Operations and Business Services lies in the diverse and dynamic group of individuals who provide critical infrastructure services that support and/or control the trading, investment and corporate banking functions of TD Securities.





The Global Equities Derivatives team is part of Global Operations and Business Services and partners with multiple Sales & Trading teams and other areas within TD Securities globally to mitigate risk for the Dealer and our clients. We are a global team responsible for managing operational risk to protect the accuracy and efficiency at every step the trade life cycle. The team is heavily involved in strategic initiatives and projects, business development and process improvements to optimize efficiency, enhance client service levels and reduce risk.

Role

- Develop and maintain sound working relationships with our clients and internal groups to ensure a high level of service is provided on an ongoing basis.
- Overall accountability and governance of cash break investigations liaising with clients, correspondent banks, front office and other partners to resolve within procedural guidelines.
- Ensure all settlement issues are identified and resolved accordingly with the required guidelines.
- Provide a high level of customer service to our clients acting as a point of contact for all customer inquiries.
- Report and escalat[e] all technology issues, client issues, Sales & Trading issues and failed trades to management accordingly.
- Assist with resolving operational issues by determining appropriate resolution and root cause analysis to ensure the Bank/clients are not exposed to any significant risk, penalty or loss.

Job Requirements





- Ideally 5+ years of progressive experience within capital markets, preferably in an Operational space.
- Reconciliation experience with an understanding of accounting/general ledger management
- End to end understanding of trade life cycle of equities and options.
- Highly developed critical thinking and problem-solving skills along with an inquisitive mindset to question processes.
- Experience running custodial reconciliations.
- Experience with Sophis , Kyndryl or OMS systems considered an asset.
- Nice to haves are technical skills in automation including data analytics with tools such as VBA, Tableau, Alteryx, Python and UI Path.

Education/Accreditations

- University or college degree in STEM related field
- Securities accreditation is an asset.

Who We Are

TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we strive to make every interaction, product and experience remarkably human and refreshingly simple. Our services include underwriting and distributing current issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank.

Together, we are reimagining what banking can be for our clients, colleagues and communities.

Our To

📌 Global Equity Derivatives Operations Analyst II (Toronto)
🏢 TD Securities
📍 Toronto