iA Private Wealth Inc. in Montreal is seeking a Director of Compliance – Business Conduct & Tier 1 Supervision to lead the nationwide surveillance framework for all registered branches. The role requires designing policies, coordinating with regulators, and ensuring adherence to IIROC, AMF, OSC, and OBSI guidelines while aligning with internal controls. You will manage a sizeable team, oversee regulatory inquiries, and drive policy changes in a energetic Canadian financial services environment.
#J-18808-Ljbffr
📌 Director of Compliance — Tier 1 Supervision (Canada)
🏢 Investia Financial Services
📍 Canada
Reply to this offer
Impress this employer describing Your skills and abilities, fill out the form below and leave Your personal touch in the presentation letter.