We're seeking someone to join our team as a Chief Compliance Officer
- Canada in Wealth Management to assist the CIRO regulated Wealth Management business and the Canada-based Morgan Stanley at Work business in managing regulatory risks and protecting the franchise by ensuring compliance with laws, regulations, rules and internal policies and procedures. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is an Executive Director level position within the International Wealth Management Compliance team, with responsibility for compliance coverage of the CIRO-regulated Wealth Management business and the Canada-based Morgan Stanley at Work business. Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world. Advise the Business Units on all regulatory Compliance matters. Develop policies and procedures to facilitate compliance with laws, regulations and rules. Conduct training on Compliance policies and procedures Supervise Compliance Department staff Minimum 10 years' relevant working experience in the financial services industry in Compliance or related fields or at a securities regulator Knowledge of Canadian Anti-Money Laundering Requirements Relevant Wealth Management or Private Banking experience Excellent verbal and written English communication skills Registration as a Chief Compliance Officer and Executive with CIRO will be required Chief Compliance Officer Qualifying Exam or Chief Compliance Officer Exam Partners, Director & Senior Officers Course or Director and Executive Exam Canadian Securities Course or Canadian Investment Regulatory Exam (CIRE) At Morgan Stanley, we raise,



manage and allocate capital for our clients – helping them reach their goals. Our values
- putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back
- aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. Morgan Stanley is an equal chance employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents. Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences. Product Manager, Workplace Salesforce Product Team, Vice President Nos valeurs – donner la priorité à nos clients, agir de manière intègre, innover grâce à des idées exceptionnelles, s’engager en faveur de la diversité et de l’inclusion, et s’investir dans la société – ne sont pas de simples convictions : elles guident les décisions que nous prenons chaque jour afin d’agir dans l’intérêt de nos clients, de nos communautés et de nos plus de 80 000 collaborateurs répartis dans 1 200 bureaux à travers 42 pays. Pour en savoir plus sur nos bureaux à travers le monde, veuillez copier-coller l'adresse dans votre navigateur. Nos efforts en matière de recrutement témoignent de notre engagement fort en faveur d'une culture d'inclusion, dans laquelle les personnes sont recrutées, formées et promues en fonction de leurs compétences et de leurs talents.

📌 Executive Director, Chief Compliance Officer (Canada)
🏢 Morgan Stanley
📍 Canada