Regional Compliance Supervision Manager (British Columbia)

Regional Compliance Supervision Manager (British Columbia)

26 Oct
|
iA Financial Group
|
British Columbia

26 Oct

iA Financial Group

British Columbia

Lead regulatory supervision and team coaching as Regional Manager, National Supervision, based in Vancouver with a hybrid work model. Guide iA Private Wealth compliance operations.
At iA Private Wealth Inc., this manager oversees the Branch Manager Account Supervision Team across the West. The role combines compliance leadership, staff development, performance management, and regulatory process expertise. You will influence policies, strengthen service delivery, and support documented procedures, training materials, and communications for advisors, branch managers, and staff.
Key Responsibilities: Train, coach, mentor, and develop supervision team members
Oversee conduct, performance, feedback, and staff reviews
Interview and hire new staff members




Provide regional and national compliance leadership
Identify opportunities to improve supervision systems and efficiency
Requirements: Seven or more years of relevant investment industry experience
Experience with a CIRO member firm or acceptable ICPM
Valid Canadian Securities Course certification
Mandatory valid Branch Manager designation or registration
Robust English communication, coaching, and organizational skills
Apply regulatory expertise, coaching capability, and supervision leadership to support iA Private Wealth teams in Vancouver.

#J-18808-Ljbffr

📌 Regional Compliance Supervision Manager (British Columbia)
🏢 iA Financial Group
📍 British Columbia

Reply to this offer

Impress this employer describing Your skills and abilities, fill out the form below and leave Your personal touch in the presentation letter.

Subscribe to this job alert:

Get the latest job offers by email for: regional compliance supervision manager (british columbia) / british columbia

Subscribe to this job alert:

Get the latest job offers by email for: regional compliance supervision manager (british columbia) / british columbia