Handle securities settlement and reconciliations at Caldwell Securities Ltd. within a self-clearing environment supporting daily operational controls. Work across settlement, accounts, and mutual fund operations.
This Securities Operations Analyst supports the full lifecycle of transactions, client accounts, and fund activity. The role involves CDS, DTC, cash movements, corporate actions, tax processing, and operational investigations. It suits candidates with securities industry experience and analytical attention to detail.
Key Responsibilities: Reconcile and settle domestic and cross-border securities trades
Process dividends, distributions, tax elections, and withholding
Administer corporate actions and physical securities movements
Investigate operational breaks,
discrepancies, and exceptions
Maintain internal controls and documentation standards
Requirements: University degree in business, accounting, or finance
Two to three years at a CIRO member firm
Knowledge of securities industry rules and regulations
Proficiency in Microsoft Office and Google Suite
Excellent analytical, investigative, and communication skills
Bring settlement, reconciliation, and control expertise to Caldwell Securities Ltd.’s securities operations team and self-clearing setting.