Lead AML and KYC operations for capital markets client onboarding, periodic reviews, and due diligence initiatives with a financial client.
This AML Operations Officer role suits experienced professionals with at least five years of AML and KYC experience. You will manage complex cases, guide team members, and support regulatory and operational initiatives. The work emphasizes client due diligence within capital markets environments.
Key Responsibilities: Lead process improvement, system enhancement, and risk mitigation initiatives
Oversee onboarding workloads, queues, service levels, and quality standards
Complete reviews under KYC, AML, FATCA, CIRO, and CRS requirements
Review complex AML analyses and confirm appropriate documentation




Mentor teams and manage escalations with business partners
Requirements: At least five years of AML and KYC experience
Advanced knowledge of PCMLTFA, FATCA, CIRO, and AML developments
Experience mentoring teams and managing escalations
Project management experience in process or system improvements
Bachelor’s degree and capital markets due diligence experience
Apply AML, KYC, capital markets, and client due diligence expertise to accurate, compliant operational delivery.

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📌 AML KYC Capital Markets Operations Officer (Ontario)
🏢 BeachHead
📍 Ontario