25 Oct
|
Connor, Clark & Lunn Financial Group
|
Winnipeg
25 Oct
Connor, Clark & Lunn Financial Group
Winnipeg
Lead global portfolio compliance at Connor, Clark & Lunn Financial Group using Charles River and strong investment compliance expertise. This hybrid chance spans strategy, controls, and team leadership.As Senior Manager, Portfolio Compliance, you will shape strategic direction with the Principal and Director. You will translate strategy into operating practice, oversee pre-trade and post-trade monitoring, and evolve shareholder disclosure programs. The role supports consistent governance across locations, affiliates, asset classes, strategies, and security types.Key Responsibilities:
Shape strategic direction and deliver the function’s operating modelLead global compliance operations across multiple business partnersOversee Charles River pre-trade and post-trade monitoringEvolve beneficial ownership, short selling, and takeover disclosuresCoach managers and develop the Portfolio Compliance teamRequirements:
10+ years in portfolio or investment complianceExperience within investment management or financial servicesDeep compliance framework and shareholder disclosure knowledgeProgressive people leadership across multiple locationsCharles River, data, and reporting systems fluency preferredBring strategic leadership, compliance controls expertise, and Charles River knowledge to Connor, Clark & Lunn Financial Group.
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📌 Senior Portfolio Compliance Manager (Winnipeg)
🏢 Connor, Clark & Lunn Financial Group
📍 Winnipeg