Work Location: Toronto, Ontario, Canada
Hours: 37.5
Line of Business: Audit
Pay Details: $115,600 - $163,200 CAD
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Job Description: The Internal Audit Division Quality Control (QC) team is responsible for the development and execution of the QC annual plan as well as providing real time feedback on the alignment of audit delivery team audit work with TD Audit Methodology, regulatory expectations, industry best practices, and the Institute of Internal Auditors requirements.
As a Quality Control Senior Audit Manager, you’ll plan and perform complex quality control reviews for the Financial Crimes Audit teams. You will be managing associated working relationships with internal audit teams. You’re already well-seasoned for delivering quality assurance reviews analysis and reporting to the internal audit teams. You’re coming to the table fully knowledgeable about the Institute of Internal Auditors Standards, financial industry and regulatory landscape, and current market trends, and, here at TD, you’d be putting that insight into action.
Depth & Scope:



Provides people management leadership by hiring the best talent, setting goals, developing staff, managing employee performance and compensation decisions, promoting teamwork and handling any/all disciplinary actions, as required
Oversees and leads a large, significant and/or highly complex, and diverse audit team for an area of significant risk, complexity or scope
People Manager role that generally manages a team of Audit professionals / specialists
Strategic advisor to leadership team on the management of the portfolio and financials, with deep industry, external / internal, enterprise knowledge, recognizing and anticipating emerging trends and identifying operational efficiencies and opportunities with other business management / enterprise areas
Facilitates key strategic audit discussions and provide thought leadership to executives
Sets operational team direction and collaborate with others to execute on common goals
Focuses on long term planning for functional area
Ability to process and handle confidential information with discretion
Education & Experience: Undergraduate degree required
10+ years of relevant experience
Preferred Qualifications: Over 10 years of experience in auditing and/or quality assurance with an undergraduate degree
Relevant skilled certifications or designations (CPA, CIA)
Advanced knowledge of the Standards of the Institute of Internal Auditors, Risk Management, and Compliance




Deep knowledge of auditing, quality assurance, and integration of cross functional processes to undertake and complete a variety of QC projects and initiatives
Expertise in using software tools, windows applications, data analysis and reporting techniques
A strong team leader who can negotiate and influence key partners including employees
Aptitude in exercising sound judgment while making decisions and handling confidential information with discretion
Ability to work collaboratively and communicate effectively in both oral and written form
A deep understanding of inherent risks and the ability to translate these risks into business language.
Advanced knowledge of business processes and operations, risk, change and project methodologies, organizational practices and business transformation
Customer Accountabilities: Develops, communicates and implements a holistic strategy for audit area of expertise in support of and integrated with the overall audit strategy
Oversees / leads / manages and plans audit engagement work activities to ensure adequate risk coverage which may require alignment across multiple areas
Review of Audit Planning Memorandum (APM), Process Risk and Control Matrix (p RCM), Findings Grid and Audit Report
Completes L2 reviews / sign off on all audit activities (i.e. walkthroughs, test scripts, test results, grid, evidence uploads)
Acts as lead audit advisor to management and respective teams for area of specialization. Reports on emerging trends, identifying issues and opportunities and recommending action to senior management
Acts as a strategic audit advisor by providing counsel and guidance on audit issues. Leads relationships with key ent

📌 Senior audit manager, quality control financial crimes audit (Toronto)
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📍 Toronto