Cross-Border Compliance Associate (Canada)

Cross-Border Compliance Associate (Canada)

25 Oct
|
Raymond James Financial
|
Canada

25 Oct

Raymond James Financial

Canada

Raymond James Ltd. is seeking a Compliance Associate for a 12-month contract to support routine monitoring, documentation and administration across multiple business lines.

The role can be based out of Toronto or Vancouver and involves collaboration with advisors, sales assistants, the firm’s custodian, and home office staff. The ideal candidate has securities industry or compliance experience, familiarity with regulatory processes, and FINRA exam credentials or willingness to pursue them.

📌 Cross-Border Compliance Associate (Canada)
🏢 Raymond James Financial
📍 Canada

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