Purpose Unlimited is an independent financial services company with an unrelenting focus on customer-centric innovation, delivered through technology-driven solutions. Led by entrepreneur Som Seif, the company is developing a diversified product platform aimed at addressing historically underserved segments of the market. Purpose Unlimited’s businesses include Purpose Investments, Advisor Solutions by Purpose, and Driven.

Who is Steadyhand?

Steadyhand Investment Funds Inc.'smission is to help Canadians build their wealth through a better, more human experience.

Vacancy Status: This is for a current opening.

Compensation: $145,000 - $165,000

Job Description

Who You Are

The Associate Director, Compliance is the operational leader of SIFI’s Compliance function and is accountable for the day-to-day management, execution and continuous enhancement of the compliance program for its CIRO-regulated mutual fund dealer activities. The role translates the compliance risk assessment and annual plan into effective monitoring, testing, reporting, remediation and regulatory support.

Reporting to the Chief Compliance Officer (CCO), the Associate Director provides technical leadership, provides day to day management of Compliance resources, establishes program standards and quality controls,



and escalates material, complex or unresolved matters. The role maintains independent second-line challenge while partnering constructively with the Branch Manager, Operations and other business functions.

Steadyhand Investment Funds Inc. (SIFI) is seeking an Associate Director, Compliance to help lead and continuously enhance its compliance program.

Reporting to the Chief Compliance Officer, this role serves as the operational leader of the Compliance function and manages the day-to-day compliance program for a CIRO-regulated mutual fund dealer. The Associate Director provides leadership across monitoring and testing, branch reviews, registrations, complaints, governance reporting, regulatory examinations, policy management and regulatory change implementation.

The successful candidate will combine technical compliance expertise with people leadership, program management and practical business partnership. This role offers meaningful responsibility and a potential development path toward future Chief Compliance Officer responsibilities.

ROLE BOUNDARY -

This is a second-line compliance leadership role. Day-to-day supervision of Approved Persons, recent-

📌 Legal/Compliance - Associate Director, Compliance (Toronto)
🏢 Purpose Unlimited
📍 Toronto