Morgan Stanley seeks a Canada Chief Compliance Officer with CIRO expertise and regulatory risk experience for Wealth Management compliance coverage. This Executive Director position supports Canadian businesses.

Within International Wealth Management Compliance, advise CIRO-regulated Wealth Management and Canada-based Morgan Stanley at Work. The position addresses regulatory risks and protects the franchise by supporting compliance with laws, regulations, rules, and internal policies. It requires financial services compliance leadership.

Key Responsibilities:

- Advise business units on regulatory compliance matters
- Collaborate with Wealth Management Management on recent business proposals
- Develop policies and procedures supporting regulatory compliance




- Conduct training on compliance policies and procedures
- Supervise Compliance Department staff

Requirements:

- Minimum 10 years' relevant financial services compliance experience
- Knowledge of Canadian Anti-Money Laundering requirements
- Knowledge of Order Execution Only regulations and practices
- Experience dealing with CIRO and FINTRAC
- Relevant Wealth Management or Private Banking experience

Lead Canadian Wealth Management compliance at Morgan Stanley through CIRO knowledge, regulatory judgment, and detailed risk oversight.

📌 Canada Chief Compliance Officer Wealth Management (Calgary)
🏢 Morgan Stanley
📍 Calgary