Investor Services Associates process securities transactions, review documentation, and maintain KYC and AML records in a full-time, on-site role. Accuracy and timely reporting support demanding client service.
Working under Senior Associate oversight, this position serves hedge fund, fund of fund, and private equity accounts. Responsibilities include investor inquiries, capital transaction processing, compliance documentation, member registers, and transaction reconciliation. The role also supports regulatory requirements across U.S. and other jurisdictions.
Key Responsibilities: Respond to portfolio manager and investor inquiries
Perform AML checks using established procedures
Review and maintain KYC and regulatory documentation
Process subscriptions, redemptions,



and transfers in FM3
Maintain member registers and shareholder contact details
Requirements: Bachelor's degree in humanities, economics, finance, business, or related discipline
Recent graduate or one year of similar financial services experience
Advanced Excel and robust Windows applications knowledge
Knowledge of alternative investment products preferred
Strong communication, organization, and analytical attention to detail
Apply your AML, KYC, transaction processing, and client service skills to investor services operations.

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📌 Investor Services AML Associate (Ontario)
🏢 Harmonic Group
📍 Ontario