Senior Manager, Finance, Global Controls Office (Policies, SOX)Apply: Full time: Posted Yesterday: R\_1514235Work

Location:
Toronto, Ontario, CanadaHours:37.5Line of Business:FinancePay Details:$115,600
- $163,200 CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role.

Job Description
**Department Overview:The Chief Accountant's Department is responsible for TD Bank Group's consolidated financial statements and selected regulatory filings for Canadian subsidiaries. The Chief Accountant's Department ensures that all these filings are accurate, timely and compliant with the accounting and regulatory requirements set by different governing bodies.
The Global Controls Office (GCO), within the Chief Accountant's Department, supports the Controller and Chief Accountant in fulfilling their Controllership mandate. The GCO leads the Bank’s Internal Controls over Financial Reporting (ICFR) and disclosure controls programs, including providing guidance, monitoring progress, and forming conclusions to support executive SOX certifications. GCO is also responsible for establishing policies governing financial reporting controls and providing oversight over compliance with these policies.
Through its oversight and leadership, GCO plays a critical role in maintaining robust and effective financial reporting control environment across the Bank. Reporting to the AVP, GCO, the Senior Manager, GCO will be responsible for providing strategic guidance and oversight over financial reporting governance policies and control frameworks owned by the Chief Accountant's Department, while identifying opportunities to enhance processes and controls.



The role also supports key components of the Bank's ICFR program, projects and other initiatives impacting Finance.
This position requires building solid partnerships across the Bank (e.g. Internal Audit, Technology, Finance) as well as with External Audit. The Senior Manager, GCO represents the GCO on appropriate forums and assesses the potential impacts of change initiatives, emerging risks and issues on financial reporting policies and the execution of the ICFR program.
In this role, you will:
* Develop, maintain, and enhance the Bank’s policies and guidance related to financial reporting governance.
* Provide expert advice on policies under your remit, including implementation considerations and interpretation guidance.
* Design and deliver training to stakeholders on ICFR requirements, policies, and guidelines, and provide ongoing oversight and monitoring of compliance.
* Act as a subject matter expert on SOX, NI 52‐109, and FDICIA requirements, providing timely and practical advice to senior management and business partners.
* Prepare risk and control assessments, identify gaps, and recommend remediation actions, as required.
* Manage the quarterly executive sub‐attestation (due diligence) process, chaired by the Controller and Chief Accountant, to support the Bank’s CEO and CFO compliance with NI 52‐109 requirements.
* Execute annual ICFR program activities related to Entity‐Level Controls,



including risk assessments, planning, control attestation, findings analysis, and ongoing stakeholder communications and reporting.
* Provide risk and control expertise for projects impacting ICFR and Finance, ensuring financial reporting risks are identified early and that implementation and ongoing controls are appropriately designed from the outset—preventing audit surprises, rework, and late‐stage remediation.
* Partner with Operational Risk to support the integration of ICFR risks and controls into the Bank’s enterprise GRC platform, ensuring alignment between financial reporting controls, operational risk taxonomies, and issue management workflows.
* Monitor emerging risks, trends, and regulatory developments, and assess their potential impact on financial reporting controls, policies, and the ICFR program.
* Segment Finance, Finance Operations, Governance and Control, Internal Audit) and external auditors.
* Job

Requirements:
* Professional auditing or accounting designation (CPA, CIA, CISA, or equivalent) is required.
* 8+ years of experience in internal audit, SOX, financial governance, and/or consulting roles.
* Demonstrated ability to think conceptually and formulate policy decisions and other recommendations that commensurate with the risks involved and business specifics.
* Demonstrated ability to think conceptually and formulate policy decisions and recommendations commensurate with risk levels and business complexity.
* Strong expertise in SOX regulatory requirements and the COSO Framework.
* Strong project management skills and the ability to manage multiple priorities effectively.
* Hands‐on experience with GRC system implementations is an asset.
* Financial services industry exp

📌 Senior Manager, Finance, Global Controls Office (Toronto)
🏢 TD Bank Group
📍 Toronto