24 Oct
|
CU Financial Management
|
Ottawa
24 Oct
CU Financial Management
Ottawa
CU Financial Management Ltd. in Atlantic Canada seeks an Insurance Compliance Specialist to oversee centralized insurance administration, compliance, and support for Advisors and Investment Associates.
This non-sales role ensures regulatory alignment, carrier expectations, and internal policies are followed. The position coordinates licensing, renewals, APEXA administration, AML/ATF controls, and onboarding, with a focus on documentation quality, risk mitigation, and collaboration across
📌 Hybrid Insurance Compliance Specialist - Atlantic Canada (Ottawa)
🏢 CU Financial Management
📍 Ottawa