Support private capital compliance at Connor, Clark & Lunn Financial Group through regulatory knowledge and detailed information management. Work within a hybrid office and remote model throughout the week.

Reporting to the Compliance Manager, you will support the business’s overall compliance function. As a primary resource for Wealth Advisors, Associates, and Regulators, you will manage high volumes of internal and external information. The work includes NI 31-103, regulatory filings, client reviews, and compliance guidance.

Key Responsibilities:

- Provide compliance-related project support
- Develop or revise policies, procedures, and guidelines
- Review regulatory filings, inquiries, reviews, and audits




- Maintain registrant listings and review employee attestations
- Answer compliance questions and provide regulatory guidance

Requirements:

- Minimum two years of related experience
- Undergraduate degree and industry-specific coursework
- Familiarity with NI 31-103 and Canadian regulators
- Analytical, detail-oriented problem-solving approach
- Practical experience with AI productivity tools

Bring regulatory expertise, analytical judgment, and information management skills to private capital compliance at Connor, Clark & Lunn.

📌 Private Capital Compliance Specialist (Toronto)
🏢 Connor, Clark & Lunn Financial Group (CC&L)
📍 Toronto