Corporate Branch Compliance Manager (Quebec City)

Corporate Branch Compliance Manager (Quebec City)

24 Oct
|
Canada Life Group
|
Quebec City

24 Oct

Canada Life Group

Quebec City

Lead mutual fund supervision for Quadrus in Montreal, applying regulatory expertise and French-English fluency within a hybrid work model.
As Corporate Branch Manager, you will supervise trading activities for investment representatives, administrative staff, and others associated with the branch. Your work supports compliance with securities regulations, CIRO rules and By-Laws, and Quadrus policies. The position emphasizes account review, suitability, trade approval, training, and office supervision.
Key Responsibilities: Review and approve accounts, KYC updates, and trading activities
Follow up on and address suitability issues
Pre-approve trades for recent and closely supervised advisors
Review and pre-approve leveraged investment strategies




Support compliance education and maintain training evidence
Requirements: Fluent French and English bilingualism required
Deep compliance and regulatory subject matter expertise
Branch Manager qualification with Canadian Securities Institute
Over two years registered selling mutual funds
Analytical, prioritization, interpretation, and problem-solving skills
Apply your branch supervision, regulatory interpretation, and communication skills to support compliant mutual fund activity at Quadrus.

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📌 Corporate Branch Compliance Manager (Quebec City)
🏢 Canada Life Group
📍 Quebec City

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