Support private capital compliance at Connor, Clark & Lunn Financial Group through regulatory knowledge and detailed information management. Work within a hybrid office and remote model throughout the week.
Reporting to the Compliance Manager, you will support the business’s overall compliance function. As a primary resource for Wealth Advisors, Associates, and Regulators, you will manage high volumes of internal and external information. The work includes NI 31-103, regulatory filings, client reviews, and compliance guidance.
Key Responsibilities: Provide compliance-related project support
Develop or revise policies, procedures, and guidelines
Review regulatory filings, inquiries, reviews, and audits




Maintain registrant listings and review employee attestations
Answer compliance questions and provide regulatory guidance
Requirements: Minimum two years of related experience
Undergraduate degree and industry-specific coursework
Familiarity with NI 31-103 and Canadian regulators
Analytical, detail-oriented problem-solving approach
Practical experience with AI productivity tools
Bring regulatory expertise, analytical judgment, and information management skills to private capital compliance at Connor, Clark & Lunn.

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📌 Private Capital Compliance Specialist (Ontario)
🏢 Connor, Clark & Lunn Financial Group (CC&L)
📍 Ontario