Support Private Capital compliance through regulatory expertise, detailed reviews, and information management in a hybrid office and work from home model.

Reporting to the Compliance Manager, you will support the overall compliance function as a primary resource for Wealth Advisors, Associates, and Regulators. This content-heavy position requires understanding the business and managing high information volumes from internal and external sources. Your work spans policy documentation, regulatory reviews, client files, and compliance guidance.

Key Responsibilities:

- Provide support for compliance-related projects and regulatory inquiries
- Develop or revise policies, procedures, documentation, and guidelines
- Review regulatory filings, audits, and compliance-related reports




- Maintain registrant listings and review employee compliance matters
- Answer compliance questions and provide regulatory guidance

Requirements:

- Minimum two years of related work experience
- Experience in compliance, finance, or investment operations
- Undergraduate degree and industry-specific coursework
- Familiarity with NI 31-103, OSC, BCSC, AMF, and FINTRAC
- Practical experience with AI productivity tools

Apply analytical judgment, regulatory knowledge, and careful information management across Private Capital compliance activities.

📌 Private Capital Compliance Specialist (Vancouver)
🏢 PCM
📍 Vancouver