Company Description Uplisting Advisory Services Inc. specializes in providing comprehensive business services to public companies, focusing on issuers navigating the complexities of capital markets. The organization supports clients in enhancing their market presence through tailored guidance and practical solutions.

Uplisting Advisory

Services is dedicated to helping companies achieve successful listings and maintain strong corporate governance frameworks. By partnering with the firm, clients streamline listing processes, manage regulatory requirements effectively, and optimize public company administration. The team is committed to empowering businesses with the knowledge and resources needed to elevate their performance and visibility.

Role Description The Associate – Corporate Governance, Legal/Compliance will support public company clients with day-to-day corporate governance and compliance activities in a remote capacity.

Responsibilities include assisting with the preparation, review, and organization of legal and corporate records, board and committee materials, and regulatory filings. The role involves monitoring relevant regulatory developments, supporting compliance programs, and helping address routine legal issues under supervision. The Associate will coordinate with internal team members and client representatives,



maintain accurate documentation, and contribute to process improvements that enhance governance and compliance practices.

This position requires strong attention to detail, effective communication, and a commitment to high ethical and professional standards.

Qualifications

- Solid foundation in Law and familiarity with corporate governance and securities regulation.
- Experience with Legal Document Preparation, including drafting, formatting, and organizing corporate and compliance documentation.
- Strong Analytical Skills to review complex information, identify issues, and support problem-solving in legal and compliance contexts.
- Transparent and professional Communication skills for collaborating with clients, colleagues, and stakeholders in writing and verbally.
- Ability to identify and assess Legal Issues relevant to public company governance, regulatory filings, and ongoing compliance.
- Bachelor’s degree in law, business, finance, or a related field; a law degree or paralegal certification is an asset.
- Experience in corporate governance, compliance, or capital markets advisory is preferred.
- High level of organization, discretion, and integrity when handling confidential information in a remote work environment.

📌 Associate - Corporate Governance, Legal/Compliance (Canada)
🏢 Uplisting Advisory Services
📍 Canada