24 Oct
|
Canada Life Group
|
Montreal
24 Oct
Canada Life Group
Montreal
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Description:
Permanent Full Time
Reporting to the AVP Risk & Compliance, Quebec Program Lead, the Associate Manager, Quebec Compliance will provide independent compliance oversight related to Canada Life’s regulatory risk management framework.
More specifically, this role will focus on providing expert advice and guidance to business partners and stakeholders as well as senior team members regarding Québec’s regulatory environment, including with respect to the distribution of financial products and services. The incumbent will have specific accountabilities for advice and oversight of Quebec’s regulatory environment for many areas including corporate operations
The incumbent will also perform second line compliance activities in collaboration with Risk & Compliance colleagues (2ndline of defence), and work directly with operations compliance (1stline of defence), Legal and other stakeholders to provide technical and regulatory expertise and support monitoring business initiatives, regulatory developments and participating in compliance-related projects. You will provide independent oversight, challenge, and advice while helping Canada Life navigate a complex and evolving regulatory setting. A critical aspect of the role is to liaise with key areas and stakeholders within all lines of business, with respect to operational matters.
As Associate Manager Québec Compliance, you will be at the heart of our mission. Your key responsibilities will include:
- Lead and support the implementation, maintenance, and continuous enhancement of Quebec compliance and regulatory risk management programs, ensuring alignment with applicable legislation, regulatory requirements, AMF guidance,
and the organization’s compliance governance framework
- Provide strategic compliance advisory services and oversight to business partners across all lines of business, supporting the distribution of financial products and services in Quebec and ensuring effective management of legal, regulatory, and compliance risks
- Monitor, assess, and communicate regulatory developments and emerging compliance risks, including evaluating the impact of regulatory changes, participating in industry forums, and providing subject matter expertise on Quebec compliance requirements across all distribution channels
- Develop and maintain a comprehensive compliance risk profile, including the design and monitoring of key risk indicators, risk assessments, compliance monitoring activities, and the identification of significant regulatory and compliance issues
- Support governance, reporting, and oversight activities by contributing to management reporting, regulatory reporting, project reviews, incident investigations, remediation plans, and other compliance risk management processes
- Build and maintain strong relationships across Compliance and the business, serve as a trusted resource and mentor to team members, and represent the organization on internal committees, industry working groups, and regulatory consultations
- Participate in industry groups and monitor external developments that will impact Canada Life’s operations in Quebec
Qualifications and Competencies:
- Bilingualism (fluent in French and English) required, as the position will regularly serve our clients with English and French-speaking need
- Experience dealing with Quebec-based regulators, especially the Autorité des marchés financiers
- Proven organizational and management skills is a significant asset
- Proven interpersonal and relationship management skills, including the ability to foster strong working relationships with business partners at all levels
- Proven ability to influence without direct authority
- Excellent analytical, problem solving and trouble shooting ability
- Demonstrated expertise in regulatory compliance and/or knowledge of Canada Life’s Quebec-based operations and distribution network are significant assets
- Professional certification/degree in finance, law or securities is an asset
- Reliability Status Security Clearance – this can only be completed with candidates who receive an offer of employment. This is a personal security status that is required as a condition of employment before an employee can gain access to Protected B information, assets or work sites as outlined by the Government of Canada website. The cost of submitting these checks will be covered by Canada Life
This position will be located in the Montreal head office and follows a hybrid work model, with an in-office presence required three days per week.
The base salary for this position is between $80,400 - $130,400 annually. This represents base salary only and does not represent other variable compensation components of our total compe
📌 Bilingual (Fr/En) Associate Manager, Quebec Compliance (Montreal)
🏢 Canada Life Group
📍 Montreal