Are you driven by financial services compliance and eager to contribute to the purpose of a company that aims to help its clients feel confident and secure about their future? As a Compliance Analyst, you will play a key role in supporting the Compliance Group with its oversight, monitoring, analysis, administrative, and reporting functions related to securities regulations, mainly National Instruments 81-102, 81-105, and 81-106, as well as internal policies and procedures. In this role, you will review compliance matters, conduct research and analysis, identify potential compliance concerns, document findings and recommendations, and elevate matters requiring further review or guidance. This is a temporary position based in Toronto, starting immediately and ending in March 2027. As a Compliance Analyst, you’ll be at the core of our mission. Review and assess marketing materials and communications for compliance with applicable regulatory requirements and internal policies and provide clear compliance comments and recommendations; Conduct regular targeted reviews of the corporate website and social media accounts and document findings, exceptions and required follow-up; Conduct research and analysis of securities regulatory requirements, regulatory guidance and internal policies in support of compliance reviews and inquiries; Assist with updating internal policies and procedures with the manager’s guidance, including identifying opportunities to strengthen controls and procedures; Assist in implementing compliance oversight for new product offerings; Support the group’s employee training efforts,



including researching compliance requirements and assisting with the development and maintenance of training materials; Help maintain compliance documentation and recordkeeping, including accurate documentation of reviews, findings, decisions and supporting rationale; Identify emerging or recurring compliance issues through day-to-day reviews and monitoring and bring significant matters to the attention of the Compliance Manager; Support compliance monitoring, testing, reporting and other projects as required. Holds a bachelor’s degree in a relevant field; Can research and interpret regulatory requirements and apply them to practical business situations; Can clearly document analysis, findings and recommendations and knows when an issue should be escalated; Has an interest in financial services compliance; Is proficient in Microsoft Excel, Word, and PowerPoint. AI is in everyone's hands, empowering you to increase your personal effectiveness while supporting the organization’s growth; The typical hiring range for this position is between 60 000 and 70 000 CAD per year; the base salary offered may vary depending on knowledge, skills, years of experience, and internal equity related to the role.



Our market data is updated annually to reflect the most current market conditions. With over $200 billion in assets and half a billion invested in technological innovation, we’re a key player in the financial services industry in Canada and the United States. Because, for over 125 years, we have believed that it’s by supporting our employees and surrounding ourselves with the most reputable leaders in the industry, we will continue to innovate. iA Financial group includes of the following entities: iA Services financiers, iA assurance auto et habitation, iA Gestion privée de patrimoine, PPI Management, Investia, iA Gestion de placements, Prysm, iA Clarington, Michel Rhéaume et associés, Garanties Nationales, WGI Manufacturing, WGI Service Plan Division, Lubrico, iA Financement auto Our Commitment to Diversity and Inclusion At iA Financial Group, we support and celebrate diversity. We strive to provide a workplace that is recognized as inclusive for all, regardless of ethnic origin, nationality, language, religious beliefs, gender, sexual orientation, age, marital status, family situation, or physical or mental disability. Please note that if you need help or assistance to make the recruitment process more accessible for you, please Contact us here. We are committed to supporting and celebrating diversity because we believe that it is by bridging our differences that we will be stronger. We are also committed to creating a stimulating and secure work environment, in addition to offering a real work-life balance with our flexible work model.

📌 Project Regulatory Specialist (Canada)
🏢 iA Financial Group
📍 Canada