Elevate your career in regulatory compliance as a Senior Compliance Business Oversight Analyst with TD in Toronto, Ontario. Drive compliance culture and oversee key initiatives in a fast-paced workplace. TD Securities is seeking a Senior Analyst responsible for providing vital compliance advice on Exchange Traded Products.

You will collaborate closely with stakeholders, managing policies, compliance monitoring, and training programs. This role demands an in-depth understanding of regulatory requirements and the ability to manage urgent, complex situations effectively. Key Responsibilities:

- Provide strategic oversight on compliance initiatives
- Conduct compliance monitoring for equity and listed derivatives
- Deliver regulatory training for Capital Markets staff




- Prepare compliance reports for best execution committee
- Assist with regulatory examinations and inquiries

Requirements:

- Strong knowledge of equity and derivatives trading regulations
- Experience with Power BI and data analytics
- Project management expertise to address compliance controls
- Excellent communication skills in a trading environment
- Ability to work independently and prioritize projects effectively

Join TD in fostering a culture of compliance and enhance your expertise in a pivotal financial role.

📌 Senior Compliance Analyst at TD Securities (Toronto)
🏢 TD Bank Group
📍 Toronto