Reporting to the Director, Financial and Operations Policy, the Policy Advisor is a member of the Member Regulation Policy Team (MRP) and is responsible for the development, drafting, review and approval of policy applicable to both investment dealers and mutual fund dealers.

The Policy

Advisor also participates in the other operational and day-to-day work of MRP. Develop and draft rules and guidance related to financial and operational requirements applicable to Dealer Members Work in collaboration with other internal staff and external stakeholders as required to obtain approval of proposed Dealer Member regulation policy initiatives Provide support to advisory committees by preparing meeting materials and presenting policy initiatives to the committees other regulatory staff, Dealer Members and other applicable stakeholders) on various matters of interest to the investment industry University degree in law, business, finance or equivalent Professional designation in field of specialization (i.e. holds Chartered Professional Accountant designation, or is a Chartered Financial Analyst, or holds an equivalent professional designation) A minimum of 5 years of experience in securities regulation, including all aspects of regulatory policy development Keen interest in policy development Excellent verbal and written communication skills, including research and drafting skills Proficiency in Microsoft products such as Word and PowerPoint Understanding of the structure of the investment industry and applicable legislation, Dealer Member compliance issues, and current policy issues affecting the investment industry would be an asset Knowledge of the investment industry regulatory regime in other countries would be an asset Bilingual (English and French),



a strong asset Experience in regulatory policy development Competitive base salary in alignment with market Performance based bonus Employer paid Health Benefits and Spending Account that offer flexibility to meet your individual or family needs as of day one Defined Contribution Pension Plan with company matching that starts on your first day of employment Vacation days Maternity Leave Of Absence/Paternity Leave Of Absence top up * Why the Canadian Investment Regulatory Organization (CIRO) With offices across Canada - from Vancouver to Montreal, our mission is to promote healthy capital markets by regulating fairly and effectively so that investors are protected and confident investing in their futures. Life at CIRO is purpose and performance- driven.

Joining CIRO means becoming part of a dynamic and transparent organization that values accountability and is committed to maintaining the highest standards of regulatory oversight in the financial industry. CIRO is an equal chance employer and is committed to providing employment accommodation in accordance with the Ontario Human Rights Code and the Accessibility for Ontarians with Disabilities Act, 2005 (AODA). CIRO will provide accommodation to job applicants with disabilities throughout the recruitment process.

We welcome applications from all qualified individuals and are dedicated to providing accommodations upon request for candidates participating in all aspects of the recruitment process, in accordance with applicable human rights and accessibility legislation. This role has a hiring range of $108,000 - $133,500 with the placement and offered salary being based on knowledge, skills, education/training and experience, as well as external market conditions and internal equity.

📌 Travel Policy Analyst (Montreal)
🏢 CIRO / OCRI
📍 Montreal