Lieu De TravailToronto, Ontario, Canada
Horaire37.5 hours per week
Secteur D’activitéValeurs Mobilières TD
Détails De La Rémunération$81,600 - $115,200 CAD
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Description Du PosteClient Due Diligence Oversight & Risk Management
Provide senior‑level expertise and oversight across the end‑to‑end Client Due Diligence (CDD) lifecycle, including client onboarding, periodic reviews, trigger events, and risk re‑assessments within the Capital Markets environment.
Review, challenge, and provide decision support on complex, high‑risk, or non‑standard client cases, including those involving complex ownership structures or elevated risk profiles.
Ensure consistent application of client risk rating methodologies, escalation frameworks, and documentation standards in alignment with AML/KYC and regulatory requirements.




Regulatory Compliance & Control Effectiveness
Operate within the First Line of Defense (1LOD), ensuring CDD processes and controls meet Canadian and U.S. regulatory expectations.
Support regulatory examinations, audits, and testing activities, including providing information, responding to findings, and contributing to remediation actions.
Operational Excellence & Process Improvement
Leverage data, reporting, and analytical insights to identify control gaps, inefficiencies, and opportunities for process improvement across the CDD operating model.
Drive continuous improvement initiatives, including process optimization, automation, and technology enablement, to enhance efficiency, control effectiveness, and client service outcomes.
Stakeholder & Vendor Engagement
Establish and maintain effective working relationships with front‑office partners and internal stakeholders across Capital Markets, Compliance, Legal, Technology, Audit, and Risk.
Serve as a senior escalation point for CDD‑related issues, providing transparent guidance and risk‑based recommendations.
Engage with third‑party vendors and external service providers supporting CDD activities, including participation in due diligence, ongoing oversight, issue management, and coordination with internal partners.
Reporting, Technology & Digital Enablement




Produce and contribute to clear, concise reporting and presentations for management and stakeholders on CDD performance, risk themes, and improvement initiatives.
Support the adoption of data, automation, and digital tools to strengthen the CDD control environment and operating effectiveness.
Job Requirements
Undergraduate degree/ college diploma
7+ years relevant AML/KYC, financial crime, or Client Due Diligence experience, preferably within Capital Markets or broker‑dealer environments
Strong understanding of Capital Markets operational environments, including front‑office interaction and back‑office processes.
Experience engaging with third‑party vendors and external service providers, including supporting due diligence, ongoing oversight, issue management, and coordination with internal partners (e.G., AML Oversight, Compliance, Legal, Technology) to ensure services align with regulatory and operational expectations.
Ability to interpret data and analytical results and apply insights to drive process improvement initiatives and operational efficiencies.
Strong proficiency in Outlook and Excel, including effective use of Microsoft Copilot to enhance productivity, analysis, and communication.
Working knowledge of programming tools, such as Alteryx, Python and UiPath is a definite asset.
À propos de nousValeurs Mobilières TD offre une vaste gamme de produits et de services liés aux marchés financiers aux entreprises, aux gouvernements et aux institutions qui nous choisissent pour notre innovation, notre exécution et notre expérience. Avec plus de 6 500 professionnels actifs dans 40 villes du monde, nous tra

📌 Group Manager I, Client Due Diligence (Toronto)
🏢 Valeurs Mobilières TD
📍 Toronto