Support private capital compliance at Connor, Clark & Lunn Financial Group through regulatory expertise and high-volume information management. Work within a hybrid office and remote model.

As a Compliance Specialist, you will report to the Compliance Manager and support the overall compliance function. You will advise Wealth Advisors, Associates, and Regulators while managing compliance projects, documentation, filings, and reviews. The position requires familiarity with NI 31-103, regulatory authorities, and AI productivity tools.

Key Responsibilities:

- Provide compliance-related project support across the business
- Develop and revise policies, procedures, and guidelines
- Review regulatory filings, inquiries, and audit requirements




- Deliver compliance training and regulatory guidance
- Review client files, accounts, and suspicious activity

Requirements:

- Minimum two years of related work experience
- Undergraduate degree and industry-specific coursework
- Familiarity with NI 31-103, OSC, BCSC, AMF, and FINTRAC
- Analytical approach with solid attention to detail
- Practical experience using AI productivity tools

Apply compliance expertise, regulatory knowledge, and analytical judgment to support private capital operations and client-focused oversight.

📌 Private Capital Compliance Specialist (Vancouver)
🏢 Connor, Clark & Lunn Private Capital
📍 Vancouver