Lead regulatory compliance for Investia Financial Services Inc. in Vancouver, applying sound judgment to protect clients and guide Advisor Teams.

As Corporate Branch Manager, you will maintain a strong compliance environment across Advisor offices. Your mutual fund expertise will support account approvals, supervision, and practical guidance. The position emphasizes regulatory interpretation, client-focused service, and relationship building with advisors and internal partners.

Key Responsibilities:

- Maintain clear compliance policies across Advisor offices
- Review and approve recent client accounts
- Supervise trades, advice, and registered activities
- Escalate matters requiring review or corrective action
- Educate advisors and strengthen field practices

Requirements:

- Sound judgment interpreting regulatory requirements clearly
- Strong mutual fund industry knowledge
- Two to three years compliance supervision experience
- Three to five years mutual fund industry experience
- Completed Branch Managers Course

Apply regulatory judgment, mutual fund expertise, and relationship-focused guidance as Investia’s Corporate Branch Manager in Vancouver.

📌 Corporate Compliance Branch Manager (Canada)
🏢 iA Financial Group (Industrial Alliance)
📍 Canada