22 Oct
|
iA Financial Group (Industrial Alliance)
|
Vancouver
22 Oct
iA Financial Group (Industrial Alliance)
Vancouver
Lead regulatory compliance for Investia Financial Services Inc. in Vancouver, applying sound judgment to protect clients and guide Advisor Teams.
As Corporate Branch Manager, you will maintain a robust compliance environment across Advisor offices. Your mutual fund expertise will support account approvals, supervision, and practical guidance. The position emphasizes regulatory interpretation, client-focused service, and relationship building with advisors and internal partners.
Key Responsibilities:
- Maintain clear compliance policies across Advisor offices
- Review and approve new client accounts
- Supervise trades, advice, and registered activities
- Escalate matters requiring review or corrective action
- Educate advisors and strengthen field practices
Requirements:
- Sound judgment interpreting regulatory requirements clearly
- Strong mutual fund industry knowledge
- Two to three years compliance supervision experience
- Three to five years mutual fund industry experience
- Completed Branch Managers Course
Apply regulatory judgment, mutual fund expertise, and relationship-focused guidance as Investia’s Corporate Branch Manager in Vancouver.
📌 Corporate Compliance Branch Manager (Vancouver)
🏢 iA Financial Group (Industrial Alliance)
📍 Vancouver