Corporate Compliance Branch Manager (British Columbia)

Corporate Compliance Branch Manager (British Columbia)

22 Oct
|
iA Financial Group (Industrial Alliance)
|
British Columbia

22 Oct

iA Financial Group (Industrial Alliance)

British Columbia

Lead regulatory compliance for Investia Financial Services Inc. in Vancouver, applying sound judgment to protect clients and guide Advisor Teams.
As Corporate Branch Manager, you will maintain a strong compliance environment across Advisor offices. Your mutual fund expertise will support account approvals, supervision, and practical guidance. The position emphasizes regulatory interpretation, client-focused service, and relationship building with advisors and internal partners.
Key Responsibilities: Maintain clear compliance policies across Advisor offices
Review and approve new client accounts
Supervise trades, advice, and registered activities
Escalate matters requiring review or corrective action
Educate advisors and strengthen field practices
Requirements: Sound judgment interpreting regulatory requirements clearly
Solid mutual fund industry knowledge
Two to three years compliance supervision experience
Three to five years mutual fund industry experience
Completed Branch Managers Course
Apply regulatory judgment, mutual fund expertise, and relationship-focused guidance as Investia’s Corporate Branch Manager in Vancouver.

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📌 Corporate Compliance Branch Manager (British Columbia)
🏢 iA Financial Group (Industrial Alliance)
📍 British Columbia

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