Support financial compliance at Connor, Clark & Lunn Private Capital Ltd. in Vancouver through regulatory reviews, filings, and detailed information management.
Reporting to the Compliance Manager, this Compliance Specialist supports the Private Capital Compliance team. You will assist Wealth Advisors, Associates, and regulators while handling policy documentation, regulatory inquiries, and audits. The hybrid mode combines in-office and remote working days throughout the week.
Key Responsibilities: Provide compliance-related project support across business functions
Review regulatory filings, inquiries, audits, and compliance reports
Maintain registrant listings and review referral arrangements
Conduct client file, KYC, and suspicious activity reviews




Deliver compliance training and regulatory guidance to staff
Requirements: Minimum two years of related work experience
Undergraduate degree and industry-specific coursework
Familiarity with NI 31-103, OSC, BCSC, AMF, and FINTRAC
Analytical approach with strong attention to detail
Practical experience using AI productivity tools
Apply financial compliance expertise, regulatory knowledge, and analytical judgment as a Compliance Specialist supporting Private Capital operations.

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📌 Financial Services Compliance Specialist (British Columbia)
🏢 Connor, Clark & Lunn group
📍 British Columbia