Lead financial intelligence analysis at FINRA in a hybrid workplace, applying advanced strategic thinking to emerging securities industry risks.
As a Senior Principal Intelligence Specialist, you will guide intelligence initiatives within the Emerging Risk Intelligence Team. You will independently manage collection, analysis, processing, and dissemination across the full intelligence cycle. Your work will inform regulatory staff, senior leadership, and external stakeholders.
Key Responsibilities: Identify emerging threats with FINRA regulatory subject matter experts
Produce assessments, briefings, analyses, and publications
Build networks with member firms and intelligence counterparts
Refine intelligence frameworks, collection strategies, and standards




Represent FINRA through panels, working groups, and roundtables
Requirements: Bachelor’s degree and eight years of relevant experience
Advanced expertise across the full intelligence cycle
Highly advanced analytical and strategic thinking abilities
Highly advanced communication and organizational skills
Expert proficiency with Microsoft Office Suite
Apply intelligence tradecraft, financial markets knowledge, and stakeholder leadership to strengthen FINRA’s regulatory decisions and market integrity.

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📌 Senior Principal Intelligence Specialist (Ontario)
🏢 finra
📍 Ontario