Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $69,700 - $98,400 CAD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description: KEY ACCOUNTABILITIES

CUSTOMER

- Assist in the development and implementation of appropriate Compliance policies, processes and controls
- Facilitate the periodic Compliance risk and self-assessment activities for designated business using TD’s Enterprise Compliance Risk Assessment Framework
- Monitor that assessments (monitoring, risk assessment etc.) are completed and communicated in a continuous and timely fashion
- Guide and complement the assigned portfolio in terms of financial, regulatory and risk management requirements
- Interact with control functions within the organization
- Develop analysis and insights, prepare and deliver management reporting necessary to promote accurate and thorough measurement of the risk factors present in various products

SHAREHOLDER

- Contribute to various Compliance advisory activities (e.g. report production, process mapping, tracking,



research, analysis and procedural support) as assigned
- Assist in evaluating methodologies for analyzing risk exposures.
- Analyzes risk exposure characteristics for assigned portfolio.
- Be knowledgeable of practices and procedures within own area of responsibility and keep abreast of emerging trends for Compliance
- Protect the interests of the organization – identify and manage risks, and elevate non-standard, high risk transactions / activities as necessary
- Assist the business lines with compliance/risk controls.
- Oversee TD maintains successful audits and exams within all areas
- Adhere to internal policies/procedures and applicable regulatory guidelines
- Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite

EMPLOYEE / TEAM

- Participate fully as a member of the team, support a positive work environment that promotes service to the business, quality, innovation and teamwork and promote timely communication of issues/ points of interest
- Support the team by continuously enhancing knowledge / expertise in own area and participate in knowledge transfer within the team and business
- Keep current on emerging trends/ developments and grow knowledge of the business, related tools and techniques




- Participate in personal performance management and development activities, including cross training within own team
- Keep others informed and up-to-date about the status / progress of projects and / or all relevant or useful information related to day-to-day activities
- Contribute to the success of the team by willingly assisting others in the completion and performance of work activities; provide training, coaching and/or guidance as appropriate.
- Contribute to a fair, positive and equitable environment that supports a diverse workforce.
- Act as a brand champion for your business area/function and the bank, both internally and/or externally

BREADTH & DEPTH

Experienced working professional providing specialized Compliance guidance/ assistance, reporting and operational support to function/business supported as well as to the Compliance team

- Require advanced understanding of a range of product and services, processes, procedures, systems and concepts within their own area of specialty and integration points with related areas
- Manage ambiguity, and apply judgement to identify, troubleshoot and resolve ongoing business and operational issues
- Contact for business management, external/internal auditors, dealing with non-routine information
- Provide day to day interaction and support to their manager
- Identify and lead problem resolution
- Generally reports to a Manager/Senior Manager Compliance

EXPERIENCE & EDUCATION

- Undergraduate degree
- Relevant qualified designations and/or certifications as required
- 3+ years relevant experience

Who We Are

TD is one of the world's leading global fina

📌 Compliance Business Oversight Analyst II (Toronto)
🏢 The Toronto-Dominion Bank (Canada)
📍 Toronto